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Sep 15, 2009 6:03 pm

Does anyone know a firm that will let me park my licenses?  I left production to take a position at a small private equity firm.  A few of our pending deals might require someone with a securities license (referral arragements, commision splits, etc…) and I’m up against my 2 year inactivity window.

  Any help is much appreciated.
Sep 15, 2009 6:34 pm

I’m pretty sure FINRA frowns upon parking a license. 

Sep 15, 2009 10:10 pm

I’m pretty sure of that, too.  Just thought I’d ask.