Skip navigation

OTC and PK Stocks; Your firm's policy?

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
May 11, 2009 4:40 pm

Just curious what the policy is at everyone’s firm regarding otc and pk stocks. Can’t be done at all? Only with prior approval? Only unsolicited? No restrictions?

May 11, 2009 5:34 pm

Under $2 - unsolicited

Under $0.50 - not at all
May 11, 2009 5:59 pm

I can sell someone out of any position. I can’t buy anything under $2 and it is always listed as unsolicited.

Miss J

May 11, 2009 8:06 pm

wet blanket, what firm are you at?

May 11, 2009 8:29 pm

Hahaha…nice try.