Skip navigation

Getting hired by a new firm

or Register to post new content in the forum



  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Nov 7, 2010 4:56 pm

Hello.  I was recently let go from a company because I let a co-worker borrow $80 of my own personal money.   Apparently, this was an in-house policy, with which I wasn't aware.  I am now in the process of getting hired by another company but had to write a letter to FINRA explaining the reason for my termination.  I told them exactly what happened.  Should this pose as a problem or should they allow the transferring of my licenses to the new firm take place.  Thanks.

Nov 8, 2010 3:51 am

Did this happen to you in the US or in Iran?