"FINRA Fines" vs "Revenue" Ratio?
May 27, 2009 12:41 am
Have you seen the quality of a firm ever measured by this type of metric?Something like "FINRA Fines in $" to "Revenue in $" ratio. Obviously a lower ratio might indicate a firm that is in better compliance than a firm with a higher ratio. Do you know where I could find such numbers or something similar?