Denying the Terms of Settlement
Mar 24, 2008 3:14 pm
_popupControl();BrokeAndBroker.com, Wall Street’s most provocative regulatory blog, spots another glaring example of unfair regulation. Read how the CEO of Morgan walked away unharmed after dissing the historic $1.4 billion research settlement but some puny stockbroker gets slammed for taking a silly shot at a former settlement. If you come away from this still believing that there is no regulatory double-standard on Wall Street, well, there’s likely no way to make the point. http://www.rrbdlaw.com/brokeandbroker/index.php?a=blog&id=38 See added reply to industry email.