When a Broker leaves the firm
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May 29, 2009 10:04 pm
and goes to another, is it against the law to take your clients with you?Who do those clients belong to? Do brokers normally "take" the clients with them to the new firm?
Linda Smith I hope that isn’t your real name, if so change your screen name. I will let the rest of the participants on her rip your questions?
Linda Smith, I hope that isn’t your real name, if so change your screen name. I will let the rest of the participants on here rip your questions.
Give her a break she is most likely with Edward Jones, And has very little training.