Choosing to move your business to a new firm—and deciding where to go—is a significant undertaking. It requires careful evaluation of your needs, preferences, client roster, growth plans, and available opportunities. With new business models in the mix, options are more varied than ever. You could move to an independent broker-dealer and still operate as an employee advisor. You could be an entrepreneur and have a whole team of experts running your daily operations in a supported independence model. You could run your own RIA and get all the benefits of a broker-dealer relationship in a Hybrid RIA model. If you’re considering a move, you’re facing a vast sea of possibility.
Download the guide to navigate your options.
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