RIA News

Dakota Wealth, Mariner, Paragon, Cetera, tru Independence and Osaic all added advisors this week, while Berthel Fisher and Dynasty Financial Partners announced some executive changes.

Allianz said it has made a small number of changes to its distribution leadership structure “to better align with our strategic goals for new market growth.”

Despite Goldman Sachs’ sale of its Personal Financial Management unit, the Wall Street firm says it’s doubling down on serving registered investment advisors. “We don’t want to compete with RIAs. But we want to serve RIAs,” said a Goldman Sachs exec.

President Thomas Carroll will take over the role from Andy Berg on Jan. 1.

Advisors are on the move this week, as no fewer than three teams announced they're switching platforms

Modern Wealth has completed its 4th acquisition since establishing anchor offices just weeks after a PE-backed April launch

The five-person team brings 70+ years of experience serving wealthy clients, family offices and institutions to the year-old Fidelis.