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Survey: Advisor Views on B/D Fees

In the last couple years, many independent broker/dealers have raised the fees they charge to reps to deal with additional costs and strains on their revenue. Many of the advisors who work with them feel that the cost increases, on things like ticket charges, are becoming a problem for their firm.

We in the editorial department of wanted to get your thoughts on the issue of fees. What are some of the most absurd fees that your b/d charges? I am working on an article about this, and I would love to include your opinions. Answer our quick poll below.

If we can quote you directly from the open-ended answer, please indicate by checking the corresponding box. Check back on to see the story. 

Thanks in advance for helping us with our research.


Diana Britton 
Managing Editor