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2016 Winner: MarketCounsel

MarketCounsel is the winner of the Compliance/Law Firms category.

Company: MarketCounsel 
Category: Compliance/Law Firms 
Initiative: MarketCounsel and the Hamburger Law Firm + MarketCounsel Summit 

Law firms guiding independent advisors in the need an absolute mastery of regulatory compliance and securities laws. The MarketCounsel and Hamburger Law Firm’s team of attorneys are up to the task, studying existing business requirements and analyzing new developments for roughly 1,500 advisers across all 50 states.  

The firms work together with independent investment advisors and leading financial institutions, acting as either their outsourced compliance department or in support of its in-house counsel. Its team counsels startup investment advisors and manages the employment transition for a broad array of clients as they navigate complex issues faced by growing companies in a highly regulated space. 

The MarketCounsel Summit focuses the team’s expertise in one annual event: The firm’s attorneys take center stage to deliver their insights and analysis to an open forum.  

About the Company
​MarketCounsel is the leading business and regulatory 
compliance consulting firm to the country’s preeminent entrepreneurial investment advisors. We deliver comprehensive and sound, yet business-savvy, regulatory compliance solutions.  At MarketCounsel, you will discover an impressive roster of seasoned compliance professionals paired with state-of-the-art technology to meet, anticipate, and exceed the exacting needs of our clients.  From the startup of an investment advisor through our time-tested RIA Incubator program, to the outsourced compliance department capabilities of our RIA Institute, 
MarketCounsel’s service platform consistently delivers on the promise of trusted counsel within the wrapper of extraordinary service.

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