Financial advisors need to take better care of their clients, because if they do, their clients will take care of them. And if they don’t, well, they stand the chance of losing a good chunk of their business.
Most registered reps compare themselves to professionals, such as doctors and lawyers. But, in fact, it seems that, financial advisors may be held to the same labor law standards as an hourly employee
Students protested in front of several Chicago-based Merrill Lynch offices one day after settlement talks between African-American reps who claim they were discriminated against and Merrill Lynch came to an end.
RBC Dain Rauscher is on the prowl for a brokerage acquisition. The Minneapolis-based regional brokerage is aiming to increase the firm's rep force to 2,500 brokers within five years from 1,650 today
