The day after his retirement in December, Edward Jones broker Jim Goodknight, 60, headed to the lake by his home in Joplin, Mo., to spend some well-deserved time fishing. Seeing him alone, surrounded by silence, it...
With total arbitrations expected to hit an all-time high this year, reps must be vigilant in client dealings or they may get hit where it hurts in the pocket. Through the first six months of the year, arbitration...