Which independent firms to consider?

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Aug 16, 2005 8:29 pm

Can anyone recommend a reputable independent firm that is an RIA and B/D?  I need to be able to do commission and fee business.  I'm looking for an independent firm that:


1) doesn't require an existing book or level of production


2) allows outside business activities (ie selling mortgages)


Any thoughts or recommendations??? Thanks for the help!

Aug 16, 2005 11:22 pm

askthaxs


You can forget about LPL and RJ they are going to require past production.  You might want to consider working for a series 24 and they can work out a deal for you.  You wont get the highest payout however it will be better than most.  Just a thought