The Advisor Forums

The Advisor Forums

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Forum Name Topics Posts Last Post

Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

3,827 53,649

in  2 weeks to pass the Series 7 exam


22 hours 55 min ago

Prospecting, Marketing and Selling

Share techniques for building/maintaining a business.

1,320 15,014

in  Learn to Build a Digital Funnel for High-Value Clients

by Mike_Langford

Jan 16, 2018

RIAs, Independents

Anything and everything related to the independent financial advisory business

846 6,482

in  Going RIA and curious if anyone has had issues with their current B/D blemishing their U5?

by pmallory

Jan 19, 2018

Legal and Compliance Issues

A place to discuss the securities industry’s legal landscape.

814 3,478

in  RAUM - 4o1(k) held away assets

by pmallory

Jan 19, 2018


A roundtable discussion of the latest trends, problems, news, etc.

2,600 35,208

in  Pass rate of series 24

by Mr_mr

Jan 4, 2018


A place to discuss news, analysis, trends and strategies on investing.

129 305

in  Series 63 and 65

by adamsalem

Jan 6, 2018

What's Up at Firms?

Discuss what’s going on at firms throughout the securities industry.

2,901 57,450

in  Whatsup at Primerica?

by Making_MakeSense

Jan 10, 2018


Annuities, long-term care, life, disability, etc.

200 2,186

in  Long term LIC saving plans and policy with high returns

by dannyspastics

Jan 5, 2018


Topics that don't need a category, or don't fit into any other existing category.

436 2,477

in  Has anyone used Pro2Pro? Dr Len Schwartz?

by Josh1234

Jan 11, 2018


Discuss the tools that make your job easier.

216 1,536

in  Interested to hear about your pains in dealing with your internal process around alternative investments EIS,AIM through to IHT?

by Darren_Fletcher

Nov 17, 2017


How to build great client relationships, client relationship mistakes, your worst client nightmares…etc.

135 2,211

in  How to handle a client who dumps you?

by Warrior11

Nov 7, 2017

Site Feedback

Discussion about this site, its organization, how it works, and how we can improve it.

1 1

in  Contacting other members

by MIM2017

Nov 9, 2017

The Lounge

For off-topic thoughts, ideas and questions.

441 6,398

in  Sagepoint worst bd!

by Patrick_P_Astre

Jul 26, 2017

Forum Updates

How to get your login/report bugs

11 98

in  Study partner for CFP

by Vids1234

Aug 13, 2017

Business Travel

Where financial advisors and wealth professionals discuss all things business travel…the best hotels, restaurants, bars, etc.

-2 18