Custodian Due Diligence Questionnaire

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Jun 17, 2011 7:17 pm

Dear Forum Members,

First, I know it's been a while since I've logged in.  Been busy and I sincerely hope 2011 is a banner year for everyone.  One of the most comments statements I hear when helping Advisors who are looking to go RIA is "what questions should I be asking of you Fred..." 

So, with that being said, attached is a very handy document I encourage you to review.  It should help you narrow your custodian selections so you can focus your energies/time with those firms that seem to be a good "fit" for what you are looking to develop.

I hope everyone on the forum has a wonderful weekend!