FINRA Arbitration Claimant Stipulates to Defaming Former Employee

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Mar 18, 2011 5:04 pm
A Jaw Dropper of a Stipulation 

The first thing that caught my attention when reading this FINRA Arbitration Decision was the stipulation below:

IPI stipulates and acknowledges that it defamed Joshua Canaan Freeman, Sr. on the U-5 that IPI submitted to the FINRA CRD dated September 20, 2009, and in the Amended U-5 that IPI submitted to the FINRA CRD dated January 15, 2010.

 

READ at: http://www.brokeandbroker.com/index.php?a=blog&id=785