Civil Lawsuit

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May 22, 2006 12:02 pm

As of right now I hold a series 7,66. My question is for do I have to claim on my u-4 that I have been in a civil lawuit in regards to a car accident that a judgement of 13,000 went against me? I ask this because I am in the process of getting the deciion reversed. thanks

May 22, 2006 11:27 pm

My firm requires me to disclose speeding tickets.


May 23, 2006 11:04 pm

Wow...that seems pretty anal...you work at a bank?