BrokerCheck and Not Registered

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Mar 20, 2009 12:18 pm

I am posting this here, as I hope Bill may know the answer...

 
After dropping a 7, how long does a person's name remain on brokercheck. I have heard two years, but I have also seen names of fired reps drop off after a few months.
 
In my area, someone is putting on a campaign to check brokercheck. I have already received a few calls on why I am "not registered".
 
Explaining the differnce between IA and Rep is not a problem, but I am wondering about potential clients thinking I am not licencsed.
 
Thanks for any input
Mar 20, 2009 12:32 pm

Thanks Bill for the quick response!