J.D. Power's U.S. Full Service Investor Satisfaction Study, now in its 15th year, measures overall investor satisfaction with wealth management firms.

Scores trended down in the 2017 Independent Broker/Dealer Report Card Survey for the second year in a row.

Eli Broverman and Adam Nash are on the move, Raymond James adds recruits in North Carolina and Florida and the "Pink Star" diamond fetches a record at auction.

“When we sit at the table with the client, we do not wipe away who we are,” said Rianka Dorsainvil, one of the campaign's spokespeople.

According to WealthManagement.com's annual Independent Broker/Dealer Report Card Survey, advisors say they're prepping for a best-interest standard no matter what.

Wage pay gap biggest for female financial advisors, industry group advocates to save retirement accounts and Trust Company of America launches ETF Custody Advantage.

Venture capital in fintech companies may have reached its peak, Raymond James now has more advisors than UBS and study finds investors are using ETFs for short-term trading.

The latest effort to protect investors and keep the DOL’s fiduciary rule intact will be a live, digital projection showing just how much a delay is costing workers — $40 million a day.

The long-awaited 60-day delay to the Department of Labor’s fiduciary rule was made public late Tuesday.