Dorsey will bring deep ties to the RIA space as Altruist's new chief strategy and revenue officer, responsible for business growth and client support.
Jose Anibal Linares defrauded investors out of about $2 million, according to the Justice Department.
Last November, James Booth was sentenced to 42 months in prison for conducting a Ponzi-like scheme on investors and was ordered to pay nearly $5 million.
The regulatory agency claimed Scott Wayne Reed failed to get approval from Wells Fargo when soliciting clients to invest in a software company he himself was invested in.
Chuck Berry amassed a sizable estate upon his death in 2017 at the age of 90, despite his conviction for tax evasion in 1979.
These are the mergers, acquisitions and firm-to-firm moves that occurred the week of February 14, 2021.
The ultra rich are coming to Florida from not only New York, but from California and the Midwest, too.
FINRA claims that James Alan Schumaker allowed his father to continue working with clients, even after he was barred from the industry.
Hightower’s recapitalization brings board changes, including the departure of founder Elliot Weissbluth.
Texas-based advisors got pummeled by low winter temperatures, ice, snow and rolling blackouts.
