EP Wealth CEO Patrick Goshtigian says the acquisition of Salt Lake City-based RIA Insight Group is another step toward his goal of becoming a "top 10" wealth management brand.

The comments came during a webinar co-presented by SIFMA and Bates Compliance on virtual office inspections.

Just hours after closing its acquisition of TD Ameritrade, Schwab executives described plans for new tech and the combination of referral networks.

Advisors should expect changes in tech and personnel, as well as a new Texas headquarters, as the two firms begin integrating.

With nine minority investments, as of September, under its belt, the RIA is ready to welcome in more partners.

Wilmington Trust has hired a dozen people and promoted employees in the past year as part of a push in key markets.

Reason Financial, headed by Steve Pollock and Sean Storck, will join LPL from Avantax Wealth Management.

The move is the culmination of an 18-month courtship.

The four advisors are joining Pinnacle Financial Partners, which is affiliated with the large broker/dealer, and will serve clients in states that include Virginia, Georgia and the Carolinas.

The Fed’s order allows the companies’ banking operations to merge.