Innovative Financial Solutions manages clients that include faculty and administrators at Indiana University.

The Succession, Continuity and Acquisitions platform will assist advisors and brokers in planning for implementing their long-term strategies.

Investors Bank, with $600 million AUA, is moving to Cetera for its wealth management business and leaving INVEST, one of National Planning Holdings’ firms acquired by LPL.

A Raleigh financial advisor is accused of running a Ponzi scheme, SagePoint Financial adds multiple NPH teams and Ray Dalio critiques the tax reform bill.

The independent broker/dealer chief believes the firm will be on the right side of the trend.

Casady, who retired on Jan. 1, was serving as non-executive chair through March 3.

Under a proposal released by the DOL on Wednesday morning, the agency’s fiduciary rule would not be applicable until June 9.

Several brokerages named top places to work for LGBTs, HighTower adds a team from UBS and W.R. Berkley launches insurance products for the high net worth.