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Some large RIA principals are emerging as both gatekeepers and early-stage investors for tech startups with the potential to transform the advice industry.
AdvicePeriod’s Steve Lockshin was an early investor in Betterment. That opened the door for him to make more investments in fintech firms in the advisor space.
Their future is unknown and that requires more education for both advisors and clients, according to panelists at the TD Ameritrade Institutional’s conference for financial advisors.
At TD Ameritrade Institutional’s advisor conference Friday, leaders from two of the largest industry advocacy groups said they understand the SEC will unveil their proposal for an industry best interest standard “within the next three to five...