The Search is On! Nominate a friend or colleague for the "Outstanding Broker Award"

Who Are The Outstanding Brokers? The Search is On! For the 23rd consecutive year, Registered Rep. will honor the industry’s top professionals with Outstanding Broker Awards in the May 2003 issue. The Qualifications:Anyone can nominate a friend or colleague who meets the following criteria: A minimum of three years in the industry as a producing retail registered representative. A minimum of one year

Who Are The Outstanding Brokers?

The Search is On!

For the 23rd consecutive year, Registered Rep. will honor the industry’s top professionals with Outstanding Broker Awards in the May 2003 issue.

The Qualifications:
Anyone can nominate a friend or colleague who meets the following criteria:

  • A minimum of three years in the industry as a producing retail registered
    representative.
  • A minimum of one year with his or her present firm as of Jan. 1, 2003.
  • Good compliance standing. (Nominees’ compliance records will be
    checked—we must have middle name and CRD number.)
  • Not a previous Outstanding Broker Award recipient.
  • Ranked in the top 25 percent of his or her firm’s retail producers.


The Criteria:
Registered Rep. will select the Outstanding Brokers based on:

  1. Superior performance in money management, client service and business building
  2. Acknowledged peer recognition and respect.


The Process:
To consider a broker for the award, we must receive the following:

  • A completed nominee data form (below)
  • A letter on your letterhead as an attached file in Microsoft Word, Word Perfect, AppleWorks, or PDF detailing how the nominee meets each of the three selection criteria.

Deadline for entries is March 15, 2003

Nominee's Full Name

Nominated by
Telephone

Firm Name

References
Please Provide names and phone numbers for the following references

Street Address

City/State or Province/ZIP or Postal Code

Company references (colleagues, managers)
Name Telephone
Name Telephone

Telephone

Nominee's CRD number

Client references
Name Telephone
Name Telephone

2002, or latest 12-month production
$
Amount of assets under nominee's control
$

Professional references (CPAs, attorneys, etc.,
nominee has worked with)
Name Telephone
Name Telephone
Production Mix
Stocks %
Insurance %
Bonds % Managed Accounts %
Funds %
Number of full-time sales assistants
who work for nominee

Please attach a letter on your letterhead in Microsoft Word, Word Perfect, Rich Text, AppleWorks, or PDF format detailing how the nominee the three selection criteria.

Attachment:

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