The head of Ark Investment Management LLC will assist fintech platform Tifin as the company’s subsidiary Magnifi introduces commission-free brokerage services.
In this first episode of the RIA Edge podcast, Scott Hanson, co-founder and senior partner of Allworth Financial, talks about how he was able to grow his business into a national RIA with roughly $11 billion in assets through a range of...
Bang Si-hyuk is worth about $3.2 billion after his company announced it April the acquisition of the company behind worldwide stars Justin Bieber and Ariana Grande.
The SEC argued that Westport Capital Markets and its owner, Christopher E. McClure, had 'generated significant undisclosed compensation' to the detriment of their clients.
As part of the revamp, the department has been renamed 'field supervision,' and the firm has promoted Steve Palmer, a first vice president of sales supervision, to lead it.
In this week’s fund news, a new House bill would update restrictions on closed-end funds investing in private markets; advisor Ross Gerber launches an active ETF; and CoastalOne introduces an alternatives platform powered by WealthForge.