See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Permit Capital Advisors brings alternative investment and philanthropic experience to Cerity Partners’ growing landscape of financial services for the ultrawealthy.
The Crypto Asset and Cyber Unit will increase to 50 positions; Commissioner Hester Peirce questioned why the commission was 'leading with enforcement in crypto?'
Snappy Kraken CEO Robert Sofia says Advisor Websites was a particularly attractive acquisition because of its compliance review tools, which may help with larger enterprise firms.
According to the commission, Alexandra H. Cock and her firm, Wealth Plus, raised more than $2.5 million in securities in two real estate investment management companies that defrauded investors of millions of dollars.