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The program is an integrated part of the company’s existing platform to assist IARs in the states with rules on the books based on NASAA’s template for CE requirements.
The Aloha State is the 27th to enact a rule or law based upon the model passed by the National Association of Insurance Commissioners, intended to align state regs for annuity sales with the SEC’s Regulation Best Interest.
Attracting more female investors may require asset managers to admit what they do isn't as complicated as they want clients to believe, according to Pershing's head of ETFs.