Von Aldo

SEC Registration of Family Offices

This just in from our sister publication, Trusts & Estates' Wealth Watch e-newsletter. "As the compliance deadline for family offices to register with the U.S. Securities and Exchange Commission (SEC) quickly approaches, the focus has shifted to alternatives to registration and the concomitant compliance requirements. According to the 2011 research study by the Family Wealth Alliance (FWA), 54.5 percent of single family offices (SFOs) lack clarity regarding the potential impact of the Dodd-Frank Act and the new rules."

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