Lawyers for the former employee, Gary Sinderbrand, must give court authorities a disc that one of the lawyers said contains the names, Social Security numbers and account balances of tens of thousands of Wells Fargo clients
Ameriprise reported record client assets and wrap-account inflows, as well as improved advisor productivity, despite changes to 12b-1 fees in response to the DOL rule.
Financial disclosure forms from Randal Quarles and Joseph Otting show both men generated substantial wealth from the industry they will now be tasked with regulating.
Edward Jones execs claim the top five spots in a list of 100 highest-paid executives in St. Louis, Wells Fargo finds women are better investors than men, and soccer stars top a list of highest-paid athletes.