According to the SEC complaint, the famous computer programmer failed to disclose that he was being compensated for touting certain offerings to his hundreds of thousands of Twitter followers.
A series of promotions means a new chief investment officer and the company's first Black woman leader of risk product lines and annuities.
Gerald A. Eaton pleaded guilty to stealing client funds and faces up to 20 years in prison.
Reason Financial, headed by Steve Pollock and Sean Storck, will join LPL from Avantax Wealth Management.
Actor Chadwick Boseman, best known for portraying Black heroes, kept his cancer diagnosis a secret from many. That underlines the need for advisors to urge clients to have all their estate-planning documents in order.
The four advisors are joining Pinnacle Financial Partners, which is affiliated with the large broker/dealer, and will serve clients in states that include Virginia, Georgia and the Carolinas.
Bank of America Merrill Lynch has created a new Advisory Division under executive Eric Schimpf.
