modern business
Editor's Letter: Do IBDs Need a New Name?
Apr 30, 2021
The lines between traditional broker/dealer and RIA are getting blurrier.
JPMorgan
J.P. Morgan Offers 'Clarification' on Place in Broker Protocol
Apr 30, 2021
In a letter to the firm that administers the protocol, J.P. Morgan specified that its participation does not extend to its branch-based advisors, some of whom they are charging in court with soliciting former clients.
Banco BTG Pactual office
BTG Seeks to Triple Overseas Wealth Assets as It Hires in Miami
Apr 30, 2021
BTG, which oversees $50 billion in wealth assets, is considering moving to a bigger office in Miami, where its U.S. wealth-management unit is based.
inside-wealth-ma-panel.png
Inside Wealth’s Guide to M&A Options
Apr 30, 2021
Mercer Advisors, Dynasty Financial and Journey Strategic Wealth executives shared what RIAs should contemplate before selling their firms, either internally or externally.
globe dollars
Snowden Lane Hires Former Wells Fargo International Exec
Apr 30, 2021
Doug Flaherty helped many advisors on his team find new homes after Wells exited the international business.
Paulson Holman Gatto team
Merrill Lynch Loses $2B Illinois Team to RBC Wealth Management
Apr 29, 2021
The team, which will run RBC’s new Lake Forest, Ill., branch, is the latest to jump ship at Merrill Lynch.
road-points-curve.jpg
Succession Planning Goes In-House
Apr 29, 2021
A new crop of programs at IBDs helps advisors find successors—keeping their clients, and assets, close to home.
Raymond James Financial
Raymond James Boosts Transition Packages, Improves Recruiting
Apr 29, 2021
'When we come into the finals, we’re not the highest, but we’re in the ballpark,' said CEO Paul Reilly, of the firm’s higher transition packages.
Inside The Deal PodCast - V.1 (8).png
Inside the Deal M&A Podcast Part 1: Deal Readiness
Apr 29, 2021
How do RIAs know if they are M&A ready? How are deals sourced? Dynasty's Harris Baltch is joined by Mark Tibergien, former CEO of Pershing Advisor Solutions, and Brad Armstrong, partner at Lovell Minnick Partners, to delve into the key criteria...
shaking hands money
$2B AUM Cedar Brook Group Leaves Advisor Group for Atria
Apr 28, 2021
The move is the largest so far for the four-year-old Atria Wealth Solutions, a network of advisory firms backed by Lee Equity Partners.
Load More