The firm’s move away from 12b-1 fees resulted in reduced revenue by a net $54 million in the third quarter.

Firms will decline deals that pose potential risks to their culture, sales record and firm value, according to a new Fidelity report.

Cetera picks Michael Zuna after a yearlong search. “I think he can really help us move the needle here, ” Cetera President Adam Antoniades says.

Securian will sell H. Beck to Kestra Financial, adding about 600 advisors and $2.4 billion in client assets.

Jeff Bezos' richest-man title does not come with 'most charitable,' 401(k) engagement is up among millennials, and RBC Wealth hires Sean Kellenberger as head of marketing.

Ameriprise reported record client assets and wrap-account inflows, as well as improved advisor productivity, despite changes to 12b-1 fees in response to the DOL rule.

GuideStone launches "Christian-Screened" alternative fund, Ameriprise lures $463 million team from Merrill Lynch, and new UBS survey examines retirement.

Siblings talk about money (particularly other people's money) more than you'd think.

Advisors will no longer be able to offer clients hundreds of investments, but few assets managed by the brokerage will be affected.

Darren McFadden claims Ameriprise didn't notify him of broker misconduct, State Street and TruValue labs announce ESG partnership and Baird opens a new Chicago-area office.