Patrick Egan’s interim suspension went into effect on June 21. Egan is a representative with the California-based firm Western International Securities, which was also named in the SEC's complaint.
If you’re not talking with your clients about socially responsible investing, they’re going to find someone who will.
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Jun 27, 2022
Voya Financial's Lori Commerford discusses how RPA aggregators can improve their client communication strategy.
The DOJ charged Martin Ruiz for stealing client funds, using the money for personal expenses and renting New York City apartments.
Paul Zettl of Cohen and Steers discusses the importance of cultivating an inclusive working culture.
Kristi Rodriguez of Nationwide Retirement Institute examines the power of diversity, equity and inclusion.
Are your employees singing ‘You won’t break my soul’?
They are not the same—just ask Harry Markowitz.
