An Atlanta advisor is charged with commodities fraud, First Citizens Bank picks Envestnet to unify its technology, and Sax Wealth Advisors adds Sterling Portfolio Management.

Each time Vanguard names a new chief executive, stocks take a catastrophic tumble.

CEO Jon Stein still plans on taking Betterment public.

Another piece of Dodd-Frank regulation is effectively dead.

GuideStone launches "Christian-Screened" alternative fund, Ameriprise lures $463 million team from Merrill Lynch, and new UBS survey examines retirement.

A lot can go wrong if a buyer doesn’t look under the hood.

Technology makes it easier to start an independent firm, while more salespeople shift from earning commissions to charging fees.