Congressman Sean Casten said the regulator’s testing process is not iterative enough and relies too much on quantitative surveys.  

Investors were more than twice as likely to recommend their advisor if they explained what is happened in 2018, according to J.D. Power.

At a hearing on Wednesday, Maryland-based advisors told personal stories of how the state’s fiduciary bill would adversely impact their practices and their clients.

Christopher Mone, the former president of U.S. markets for Wilmington Trust Wealth Advisory, has been named an executive vice president and the head of wealth management at Wedbush Securities.

'The Money Doctor' and his firm claimed 'to be a vehicle of God’s peace and comfort to as many people as possible, helping first with their financial peace of mind.'

The new program is for advisors who want to help clients plan for what could be the largest financial investment they'll ever make.

Little wonder finance has such a long way to go to make up its shortfall of women in top jobs.

Besides raising much-needed revenue for the Treasury, there would also be a social good via less wasteful trading.

Clients expect integrated tech solutions, and financial services firms finally look ready to deliver.