With the acquisition of MRA Associates, Captrust can now offer income and estate tax compliance and consulting services, a new offering for its clients.
Miles, a former principal at AdvicePeriod, plans to help the RIA expand services to clients and get employee-owned Freestone national name recognition to lure more advisors to its ranks.
William D. King, CEO of ABA Accountants, has also been temporarily barred by the SEC for selling penny stocks without disclosing his fees.
His family discovered thousands of Post-it notes with potential deals and financial commitments all over the walls at his Park City, Utah, mansion.
Longtime employee Dustin Lucien, the former head of engineering who was most recently listed as the firm's COO, has left Betterment.
The former TDAI executive spent the last days of 2020 studying for his CFP exam and taking a hard look at the regulatory landscape that faces financial planners in 2021.
A girlfriend not a wife. A trust for one child not all three. A will that was over a decade old. For Philip Seymour Hoffman, what could go wrong?
Leaders across the wealth management space with quick takes on what they expect is coming for the industry, your business and your clients in 2021.
Andrew Stotler details his journey from Edward Jones' anti-money laundering review division to starting his own business by knocking on doors to get clients.
