'This request is bigger than a commitment to hiring more Black men and women, setting up a diversity council, or cloaking systemic racism and the struggles that Black people face with a problem that means well,' said George Nichols III.
As tropical storm Isaias lashes the U.S. East Coast, Morgan Stanley announced that its advisors have started referring clients to insurance agents to offer them property and casualty insurance.
One of the most senior Black women in finance talks about her career journey and what still needs to change.
Cashman Consulting joins LPL Financial after 15 years with Kestra Investment Services.
The total number of FINRA-registered reps dropped by nearly 5,000 in 2019, a much more drastic decline than in 2018, according to a new FINRA report.
LPL's earnings fell by 30% year over year while the firm posted $11.1 billion in recruited assets during the second quarter.
The pandemic hit the brokerage’s fiscal third quarter revenues and put a damper on home-office visits by prospective advisors.
Chicago-based Hightower announced its second acquisition this week, this time on its home turf.