Jon Goldstein, the founder and CEO of Goldstein & Associates, said the firm was joining Arbor Point Advisors to broaden opportunities for clients, including expanding the breadth of the firm's tech options.
It looks like the DOL fiduciary rule will be brought back to life, but it will likely look very different.
The SEC commissioner was among the choir while singing the praises of the soon-to-be-implemented rule at the trade association's annual meeting in Washington, D.C.
At SIFMA's annual meeting, U.S. Sen. Tim Scott said there could be additional clarification on the opportunity zone regulations by the end of December.
LPL Financial adds advisor Christopher Sweeney and Hege Financial Group after a robust recruitment in the third quarter.
The firm has launched a single-signature feature for clients, as well as simplified billing, and integrated workflows introduced for financial advisors.
Ladenburg is in exclusive talks to make a deal with Reverence's Advisor Group, according to Bloomberg.
The firm has hired Jefferies to explore options to sell the entire firm, sources say.
The two financial advisors with I.M. Wealth Care claimed LPL's tech options, including its ClientWorks platform, made it a logical partner.
