The disloyal fishing for fees needs to end.

Forget fake news. The SEC's online Edgar database is full of fake filings.

In her decision, Chief Judge Barbara M.G. Lynn said the plaintiffs’ motion did not pass the court’s four-part smell test.

Facebook Live can be a helpful new tool, but firms must update policies to remain compliant.

SIFMA, FSI and others filed an injunction against the Dept. of Labor, arguing emergency relief is needed pending their appeal and the department’s review of the fiduciary rule.

Under the temporary policy, enforcement actions will not be taken if the applicability date of April 10 arrives before a delay.

The regulator is reaching out to four-year schools and graduate programs to educate them about the new exam, which could be taken without a sponsor firm.

Shift away from enforcement with Mary Jo White out, spending reductions on the way.

Under a proposal released by the DOL on Wednesday morning, the agency’s fiduciary rule would not be applicable until June 9.

In Clayton, a corporate lawyer, the president has nominated an SEC chairman who should know which regulations may need loosening.