Advisor Dawn Bennett is charged with fraud, technology is bringing wealth management to the masses, and a group of wealthy families joins The ImPact.

“My backyard is now a fast-flowing body of water,” said Byron Ellis, managing director at United Capital in The Woodlands, Texas.

Timing can mean everything, and buyers are preparing to pounce.

A Merrill Lynch advisor hangs up his license after 23 years with the firm to join Midland, Texas–based Syntal Capital Partners.

Former Edward Jones advisor sues over fake Craigslist ads, relying on backtested data can be dangerous, and Envestnet-PMC offering long/short equity strategies.

In a letter to an insurance company suing the department, it said the clause “will likely be mooted in the near future.”

A report from the World Economic Forum predicts three possible scenarios for advisors.