The team, which specializes in working with corporate executives and families, will be known as Executive Wealth Partners.

The acquisition of Atlanta-based Brightworth pushes CI Financial's U.S. AUM to $55 billion.

Sanctuary Global will work with international investors and operate out of a new office in Miami.

Staff continue to incorporate Reg BI compliance into the SEC's examination and enforcement processes; Commissioner Caroline Crenshaw believes this data will illuminate whether the rule is working as promised, or whether changes may be required.

The Monteverde Group joins the independent broker/dealer and custodian from Royal Alliance, part of Advisor Group's broker/dealer network.

The mergers, acquisitions and advisor moves announced the week of March 8, 2021.

Jeffrey Kaufman and John Tassone leave two months after SVB Financial agreed to buy Boston Private for $900 million.