Head of UBS’ wealth management division, Bob Mulholland, 61, on how the industry has changed, the merits of being small and why he detests the term wirehouse.
John Thiel, head of Merrill Lynch’s ‘thundering herd’ of advisors, on Wall Street’s reputation, advisor productivity, and why the wirehouse model of wealth management is here to stay.
Managed futures funds have struggled recently, but historically outperform equities (at least on a risk-adjusted basis). Here’s how retail investors can play along.
FINRA is contemplating a rule that would require brokers to disclose any incentives they receive to jump to another firm. It’s likely to pass and that will change how recruitment deals are structured in the future.
