LPL transitioned all 33 advisors at Allen & Company, the previously announced acquisition that will seed its new employee model.

Not even flashy robos are immune to the Fed's decisions.

The changes will affect templates, permissions and signature workflows.

The wirehouse has partnered with BizEquity so its advisors can provide valuation services to business owner clients.

The multibillion-dollar purchase zipped through the regulatory process and is expected to help Salesforce expand its enterprise sales.

Although most broker/dealers have policies and procedures in place to address these products, firms need to improve the suitability review and add more controls around holding periods, NASAA says.

STA Investment Alliance will offer research, manager vetting and investment strategies in alternatives for a handful of third-party firms.

Wells Fargo & Co. said Wednesday that it has promoted Jim Hays to president and head of Wells Fargo Advisors.

Stifel Financial Corp. added 46 new advisors with estimated annual production of $36 million, while registering only three departures in the second quarter, the St. Louis-based bank and wealth management firm reported on Tuesday.

Jobs that cater to the top 1%—personal chefs, massage therapists, fitness trainers—are seeing exploding growth.