Steven Mitchell, a former UBS advisor, expands Procyon Partners' New York City office.

Financial advisors can now take the exams for the Accredited Investment Fiduciary and Professional Plan Consultant designations online.

LPL Financial has recruited Keith Boyd, who manages $180 million in brokerage and advisory assets, to Gladstone Wealth Partners on its hybrid RIA platform.

The Commission said Mark L. Hopkins directed more than $1 million from brokerage accounts towards his own account at a credit union in a complaint filed Friday.

The all-women team has about $280 million in managed assets.

The move marks a major entry into financial services.

FNZ is making another move in the U.S., leading the funding round and taking a minority stake in the firm.

The brother/sister duo leading Cornerstone Financial Planning have about $160 million in assets under management, and will join the independent broker/dealer from Securities Service Network.

UBS has negotiated a 20-year deal for naming rights to the New York Islanders' new hockey arena, which will open on Long Island for the 2021 season.

Stephen Langlois will join Kestra after holding senior positions in Fidelity Investments and LPL Financial, and will report to Kestra Financial Inc. CEO James Poer.