Craig Findley, a star advisor who was terminated by UBS in April, pulled his team from the brokerage and set up his own $1.5 Billion RIA, Venture Visionary Partners.

The wealth management firm born from the Rockefeller & Co. family office continues to hire and expand, eyeing $100 billion in assets.

Despite recent headlines, options strategies can conservatively protect portfolios and enhance income for clients.

Harvard University and the University of Zurich, in collaboration with the World Economic Forum, have created a class called “Impact Investing for the Next Generation.” It costs $12,000 a week.

Three Bridges Planning joins Kestra’s private wealth unit, which helps wirehouse advisors go independent.

Aite Group predicts traditional full-service wealth management firms and discount/online brokerages will likely capture the bulk of the robo-advising market over the next five years.

Wealth advisors Bruce Tenenbaum and Andy Lam join the firm from UBS Private Wealth Management; it is the latest move in Rockefeller's regional expansion.

UBS cut positions serving the bank's wealth, asset management and investment banking activities. The majority of cuts are in corporate center positions such as human resources, IT, marketing, and risk departments.

There's no need to be part of the Protocol for Broker Recruiting Agreement because advisors have chosen HighTower for the long-term, its CEO said.