Successful financial advisors know what their clients really think about them. Period. With that in mind, we talked to Katherine Wertheim, a fund-raising consultant for nonprofits in Ventura, Calif., about her experiences as a client.
Schwab added 10 funds from Direxion, three from Global X as well as JPMorgan's BetaBuilders ETFs.
An Introduction to Independence: Five Key Podcast Episodes to Jumpstart Your Knowledgebase
Craig Findley, a star advisor who was terminated by UBS in April, pulled his team from the brokerage and set up his own $1.5 Billion RIA, Venture Visionary Partners.
A Tamarac-based digital account opening feature is now broadly available.
Pivotal Planning Group serves high-net-worth families and employer retirement plans for small businesses.