Advisor Chad Taylor joins Strategic Wealth Services, LPL's premium affiliation model launched a year ago, from UBS Financial Services.

Investors put $2 billion into the Vanguard Short-Term Treasury ETF (VGSH) and about $660 million into the Schwab Short-Term U.S. Treasury ETF (SCHO) last week -- a record for both funds,

The fintech incubator's Series B raise includes capital from J.P. Morgan Asset Management, Morningstar and Broadridge.

Marking a milestone for AdvisorEngine, the Franklin Templeton-owned firm now has integrations with all major custodians.

The RIA custody business represented a 'channel conflict' for Morgan Stanley, which sold it to Axos Financial for $55 million.

By having a visible, defined career path, your most promising future leaders will be motivated to stay and grow with your firm.

Bentley Blackmon and Phillip Worthen launch Naviter Wealth with the help of two former Envestnet executives.

Schwab blamed an “issue created by a software enhancement” for erroneously transferring $1.2 million in February to the Fidelity account of Kelyn Spadoni, rather than the $82.56 she had requested.

Some legal experts say RIAs are not doing enough to comply with the new rule, especially when it comes to rollover advice.

In this week’s fund news, Grayscale hopes to convert its Bitcoin Trust into an ETF; Schwab joins the nontransparent active ETF game; and Invesco plans to integrate ESG into all its investments.