They have new neighbors. | Copyright Alex Wong, Getty Images
LPL Financial has opened an office in Washington, D.C., for its government relations team to advocate on issues related to the financial services industry. The team regularly engages...
LPL Financial is gearing up to take advantage of the ongoing and projected increase in regulatory burdens by acquiring smaller broker/dealers struggling with the increased complexity...
Despite an uptick in profits and client assets, LPL Financial reported flat revenues for the second quarter that missed analysts’ expectations due to slower sales commissions and ongoing regulatory compliance issues...
LPL Financial kicked off its annual Focus conference Monday in Boston by officially announcing plans for an automated investment service...
The Department of Labor’s proposed fiduciary rule could cost firms almost $5 billion to implement and an additional $1.1 billion in annual expenses, according to a new analysis by an industry trade group. ...
LPL Financial recently brought onboard a six-person advisory team with $220 million in client assets from Raymond James Financial Services. ...
The Financial Industry Regulatory Authority ordered LPL Financial, Wells Fargo Advisors and Raymond James to pay a combined $30 million in restitution to clients who were wrongly sold more expensive classes of mutual funds over the past five years...
