Feb 14, 2024

The deal is Perigon’s first acquisition after selling a minority stake to Karl Heckenberg’s RIA-focused investment venture.

U.S. Treasury Floats New Anti-Money Laundering Rules for RIAs

Feb 13, 2024

The Investment Adviser Association is worried the potential rules would duplicate protections that already exist, according to the organization’s general counsel.

Mercer Adds to Its M&A Teams

Feb 13, 2024

Mercer hires executives from NewEdge Advisors, LPL Financial, Charles Schwab and others.

Former Morgan Stanley Advisor Launches RIA With Tru Independence

Feb 12, 2024

An early architect of the wealth management platform at Smith Barney, Christopher Poch has created Promethium Advisors on the tru Independence platform.

Alex Goss: NewEdge Capital To ‘Ramp Up’ M&A

Feb 12, 2024

Expect to see more deals, Goss said, now that the ‘elite’ advisory network has an integration process to accommodate the volume of interest it is receiving.

RIA Roundup: NewEdge Advisors, NewEdge Wealth Add Teams in Connecticut, Atlanta

Feb 09, 2024

Both NewEdge RIAs announced deals this week, as did EP Wealth, Crewe Advisors and Sanctuary. Income Research + Management and Angeles Wealth named new executives.

WMIQ: Navigating the Current RIA M&A Market

Feb 09, 2024

Despite a decline in M&A activity in 2023, 77% of wealth management firms expect to do a deal by the end of this year, according to a MarshBerry and WMIQ survey.

$5.6B Miracle Mile Picks Up 2 Firms With Combined $600M

Feb 08, 2024

Caplan Financial Group and Advisory Partners represent Miracle Mile’s first two transactions since taking on private equity partner Corsair Capital in late 2022.

401(k) Real Talk Episode 92: February 7, 2024

Feb 07, 2024

Open, honest and candid discussion on January job growth, Mariner's latest deals, RIA M&A declines, TDF recommendations and the viability of fintech record keepers.

Private Advisor Group Adds $120M Charlotte Team

Feb 06, 2024

Ryan Poterack shuttered his own RIA to join Private Advisor Group, as part of the firm’s growing cohort of fee-only advisors.