$10B AUM Sequoia Financial Group will be the first RIA to use CogniCor's AI-enhanced workflow automation tools.

The Momentum platform adds specialized advice around career milestones, family changes and issues of diversity.

The equity trading platform follows cryptocurrency trading, which it started offering in February.

The combined firm could become a major player in providing managed security and cybersecurity services to independent RIAs.

TIFN makes an international acquisition as iCapital goes to work in France and Italy.

The updates to the firm's core billing functionality should help advisors address gaps in managing revenue and meet regulations.

The two cases mark the first actions the regulator has taken against brokers for cheating during remote testing.

Some recent trends and ideas for advisors looking to harness the benefits of customized client engagement.